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Risk and Compliance Manager

Location
Manchester, Lancashire
Remote Working
Remote Working
Salary
£55,000 to £60,000
Job Type
Permanent
Posted
7 Sep 2022

Risk and Compliance Manager / Manchester / £60K perm / Full Benefits Package /Remote working

Hollum Group are currently working with a financial services organisation based in Manchester who are in need of a talented Risk and Compliance Manager. This is a remote working position with travel to the office required only twice a month.

The Risk and Compliance Manager Key Tasks:

The Risk and Compliance Manager will be mainly responsible for ensuring all policies, processes, procedures and training meet with UK and Irish financial regulation and legislation.

Compliance

  • Support the development of the compliance culture within the Society, ensuring all policies, processes, procedures and training meet with UK and Irish financial regulation and legislation
  • Provide guidance to the Society on actions required to achieve compliance with prevailing regulatory requirements and Codes of Practice as part of recommendations supporting the delivery of the Society's strategy
  • Ensure that the Society's statutory regulatory returns for the UK and Ireland are collated and submitted on time
  • Provide reports to Executive, the Risk and Compliance Committee and the Board on regulatory and risk matters and attend such Committee meetings as required
  • Identify best practice standards for compliance with regulatory requirements and take appropriate steps to implement these into the 1st line
  • Attend all Risk & Compliance team meetings and report regularly to the General Counsel and Company Secretary on FCA / PRA / CBI developments and provide updates as appropriate

Risk

  • Maintain the Society's Risk Management Framework to ensure that an appropriate and proportionate risk governance regime is implemented across the Society
  • Maintain and manage the Society's Risk Dashboard, Risk Register and risk reporting tools to ensure risks are identified, reported and controlled appropriately
  • Provide constructive challenge to the 1st line Risk Owners to ensure risks are adequately assessed and that evidence is available to demonstrate that stated controls are effective
  • Maintain the Society's Risk Management policies, processes, systems and controls to demonstrate ongoing oversight of risk activity across the business and ensuring an appropriate risk culture is embedded

Technical

  • An experienced Compliance manager from the Financial Services sector with up-to-date knowledge and experience of working to relevant PRA and FCA guidelines and regulation within the Central Bank of Ireland
  • Minimum three years compliance or risk management expertise in at least two areas of FCA Conduct of Business requirements, including Anti Money laundering and Financial Crime regulations
  • A working knowledge or experience of the Solvency II Directive
  • Experience in monitoring and oversight of regulated firms and provision of advice and guidance
  • Experience in risk management within an FCA regulated firm

If this is something you would be potentially interested in and would like a further conversation around, then please contact Hollum Group.

Risk and Compliance Manager / Manchester / £60K perm / Full Benefits Package /Remote working

Apply for this job now

Details

  • Job Reference: 706414719-2
  • Date Posted: 7 September 2022
  • Recruiter: Hollum Talent Solutions
    Hollum Talent Solutions
  • Location: Manchester, Lancashire
  • Remote Working: Some remote working possible
  • Salary: £55,000 to £60,000
  • Sector: Banking & Financial Services
  • Job Type: Permanent